Lau, Lambert Ming Yeung 劉名揚

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
De Riva Asia Limited	RO	Dealing in futures contracts	2017-11-01	2026-06-11
	RO	Dealing in securities	2017-11-01	2026-06-11
	Rep	Dealing in futures contracts	2017-08-29	2017-11-01
	Rep	Dealing in securities	2017-08-29	2017-11-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Advising on futures contracts	2011-12-15	2015-10-19
	RO	Dealing in futures contracts	2011-12-15	2015-10-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Advising on securities	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in securities	-	2015-10-19
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Advising on securities	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in securities	-	2015-10-19
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in futures contracts	-	2011-12-15

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
De Riva Asia Limited	RO	Dealing in futures contracts	2017-11-01	2026-06-11
	RO	Dealing in securities	2017-11-01	2026-06-11
	Rep	Dealing in futures contracts	2017-08-29	2017-11-01
	Rep	Dealing in securities	2017-08-29	2017-11-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Advising on futures contracts	2011-12-15	2015-10-19
	RO	Dealing in futures contracts	2011-12-15	2015-10-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Advising on securities	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in securities	-	2015-10-19
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Advising on securities	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in securities	-	2015-10-19
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in futures contracts	-	2011-12-15