| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-06-26 | 2023-07-07 |
| Rep | Dealing in securities | 2023-06-26 | 2023-07-07 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2016-01-11 | 2016-10-04 |
| Rep | Dealing in securities | 2016-01-11 | 2016-10-04 |
| Rep | Advising on futures contracts | 2016-01-11 | 2017-02-28 |
| Rep | Dealing in futures contracts | 2016-01-11 | 2017-02-28 |
| Rep | Advising on securities | 2012-08-01 | 2013-09-30 |
| Rep | Dealing in securities | 2012-08-01 | 2013-09-30 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-27 | 2012-07-21 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-04-20 | 2012-07-21 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-04-20 | 2012-07-21 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2011-03-09 |
| Rep | Dealing in securities | 2008-10-10 | 2011-03-09 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-01 | 2008-09-29 |
| Rep | Dealing in securities | 2008-08-01 | 2008-09-29 |