Lee, Karen Kar Woon 李嘉媛

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	2020-12-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2009-12-22	2020-12-19
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-12-22	2016-10-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2008-12-10
	Rep	Dealing in securities	2008-10-10	2008-12-10
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-01-16	2008-09-29
	Rep	Dealing in securities	2008-01-16	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-01-16	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	2020-12-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2009-12-22	2020-12-19
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-12-22	2016-10-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2008-12-10
	Rep	Dealing in securities	2008-10-10	2008-12-10
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-01-16	2008-09-29
	Rep	Dealing in securities	2008-01-16	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-01-16	2008-09-29