Personnel Hong Kong SFC License Details (ID 81066)

Personnel Hong Kong SFC License Details (ID 81066)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2004-09-06	-
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2004-09-06	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-04-01	2003-05-24
	Rep	Advising on securities	2003-04-01	2003-05-24
	Rep	Asset management	2003-04-01	2003-05-24
	Rep	Dealing in securities	2003-04-01	2003-05-24
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-05-24
	Rep	Asset management	2003-04-01	2003-05-24
	Rep	Dealing in futures contracts	2003-04-01	2003-05-24