| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AMRITA CAPITAL LIMITED | RO | Advising on securities | 2024-03-28 | - |
| RO | Asset management | 2024-03-28 | - | |
| Rep | Advising on securities | 2024-03-06 | 2024-03-28 | |
| Rep | Asset management | 2024-03-06 | 2024-03-28 | |
| China Renaissance Securities (Hong Kong) Limited | RO | Advising on securities | 2021-01-18 | 2024-02-09 |
| RO | Dealing in securities | 2021-01-18 | 2024-02-09 | |
| CR Wealth and Asset Management Limited | RO | Advising on securities | 2020-08-07 | 2024-02-09 |
| RO | Dealing in securities | 2020-08-07 | 2024-02-09 | |
| RO | Asset management | 2019-08-14 | 2024-02-09 | |
| China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-05-03 | 2021-01-18 |
| Rep | Dealing in securities | 2019-05-03 | 2021-01-18 | |
| CR Wealth and Asset Management Limited | Rep | Asset management | 2019-05-03 | 2019-08-14 |
| Yunfeng Securities Limited | RO | Advising on securities | 2017-03-07 | 2019-01-31 |
| Yunfeng Asset Management Limited | RO | Asset management | 2016-08-10 | 2019-01-31 |
| Yunfeng Financial Markets Limited | RO | Advising on securities | 2016-08-10 | 2019-01-31 |
| RO | Asset management | 2016-08-10 | 2019-01-31 | |
| RO | Dealing in securities | 2016-08-10 | 2019-01-31 | |
| Yunfeng Securities Limited | RO | Dealing in securities | 2016-08-10 | 2019-01-31 |
| Yunfeng Asset Management Limited | Rep | Asset management | 2016-05-11 | 2016-08-10 |
| Yunfeng Financial Markets Limited | Rep | Advising on securities | 2016-05-11 | 2016-08-10 |
| Rep | Asset management | 2016-05-11 | 2016-08-10 | |
| Rep | Dealing in securities | 2016-05-11 | 2016-08-10 | |
| Yunfeng Securities Limited | Rep | Dealing in securities | 2016-05-11 | 2016-08-10 |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2015-11-27 | 2016-04-08 |
| Rep | Advising on securities | 2015-11-27 | 2016-04-08 | |
| Rep | Asset management | 2011-11-18 | 2016-03-08 | |
| Rep | Dealing in securities | 2011-11-18 | 2016-04-08 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2010-01-21 | 2011-11-05 |
| Rep | Dealing in securities | 2010-01-21 | 2011-11-05 |
No HKMA registrations in the collected records.