Personnel Hong Kong SFC License Details (ID 81087)

Personnel Hong Kong SFC License Details (ID 81087)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	RO	Advising on securities	2023-06-20	-
	RO	Asset management	2023-06-20	-
	RO	Dealing in securities	2023-06-20	-
	Rep	Advising on securities	2016-08-12	2023-06-20
	Rep	Asset management	2016-08-12	2023-06-20
	Rep	Dealing in securities	2016-08-12	2023-06-20
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2008-04-30	2017-04-01
	Rep	Advising on securities	2008-04-01	2017-04-01
	Rep	Asset management	2008-04-01	2017-04-01
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2007-02-07	2008-03-01
	Rep	Asset management	2007-02-07	2008-03-01
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2006-10-18	2008-03-01
	Rep	Asset management	2006-10-18	2008-03-01