| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2021-03-01 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | - |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-05-08 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2011-05-31 | - |
| Rep | Dealing in securities | 2011-05-31 | - |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-05-06 | 2011-05-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-05-06 | 2011-05-21 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-10-03 | 2010-04-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-09-11 | 2010-04-19 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-11 | 2010-04-19 |