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Liu, Szu-chuang 劉思莊 SFC Licences and HKMA Registrations (ID 81097)
Liu, Szu-chuang 劉思莊
SFC ID:
AKP175
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Dealing in securities
2005-12-15
-
Citigroup Global Markets Asia Limited
Rep
Dealing in securities
2004-05-15
2005-11-15
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.