Personnel Hong Kong SFC License Details (ID 81101)

Personnel Hong Kong SFC License Details (ID 81101)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2018-07-25	2021-02-10
	Rep	Dealing in securities	2018-07-25	2021-02-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-04-23	2016-03-17
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-04-23	2016-03-17
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2005-09-28	2007-03-14
	Rep	Dealing in securities	2005-09-28	2007-03-14
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-09-28	2007-03-14
	Rep	Dealing in futures contracts	2005-09-28	2007-03-14