| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2023-04-17 | - |
| Rep | Asset management | 2017-01-04 | - | |
| Rep | Dealing in securities | 2017-01-04 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-01-04 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-02-11 | 2014-09-13 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-02-11 | 2014-09-13 |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-23 | 2008-01-16 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-23 | 2008-01-16 |
| GigaMoney Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-10 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-10 | |
| Rep | Asset management | 2003-04-01 | 2004-01-10 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-02 | |
| HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-10 |
| Rep | Asset management | 2003-04-01 | 2004-01-10 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-02-02 |
No HKMA registrations in the collected records.