Personnel Hong Kong SFC License Details (ID 81117)

Personnel Hong Kong SFC License Details (ID 81117)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Epigen Group (Hong Kong) Limited	RO	Advising on securities	2022-12-30	-
	RO	Asset management	2022-12-30	-
	Rep	Advising on securities	2022-08-01	2022-12-30
	Rep	Asset management	2022-08-01	2022-12-30
Lux Aeterna Capital Limited	Rep	Advising on securities	2021-08-20	2022-07-31
	Rep	Asset management	2021-08-20	2022-07-31
Epigen Group (Hong Kong) Limited	RO	Advising on securities	2019-01-02	2021-08-19
	RO	Asset management	2018-08-01	2021-08-19
	Rep	Asset management	2018-05-17	2018-08-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2006-09-04	2017-02-25
	Rep	Dealing in securities	2006-09-04	2017-02-25
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2006-08-24
	Rep	Dealing in securities	2003-04-01	2006-08-24