| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited | Rep | Advising on securities | 2019-11-06 | - |
| Rep | Asset management | 2019-11-06 | - | |
| CSOP Asset Management Limited | Rep | Advising on securities | 2018-01-30 | 2019-10-05 |
| Rep | Asset management | 2018-01-30 | 2019-10-05 | |
| Rep | Dealing in securities | 2018-01-30 | 2019-10-05 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-09-21 | 2011-09-23 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-09-21 | 2011-09-23 |
No HKMA registrations in the collected records.