Personnel Hong Kong SFC License Details (ID 81148)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-11-01	2018-07-06
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2012-04-27	2012-07-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-05-09	2012-07-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2003-09-30	2006-04-08
	Rep	Dealing in securities	2003-09-30	2006-04-08