Personnel Hong Kong SFC License Details (ID 81165)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2010-06-02	2022-04-30
	Rep	Dealing in securities	2010-06-02	2022-04-30
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2007-02-06	2007-09-22
	Rep	Advising on securities	2007-02-06	2007-09-22
	Rep	Asset management	2007-02-06	2007-09-22
	Rep	Dealing in securities	2007-02-06	2007-09-22