Personnel Hong Kong SFC License Details (ID 81172)

Personnel Hong Kong SFC License Details (ID 81172)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2017-07-21	2017-07-28
	Rep	Dealing in securities	2016-04-29	2016-05-12
	Rep	Dealing in securities	2015-12-04	2015-12-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2010-04-22	2015-08-28
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-04-22	2015-08-28
China Enterprise Securities Company Limited	Rep	Advising on securities	2008-08-07	2009-10-01
	Rep	Asset management	2008-08-07	2009-10-01