Personnel SFC Licences and HKMA Registrations (ID 81198)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cypress Capital Hong Kong Limited	RO	Advising on securities	2014-02-20	-
	RO	Asset management	2014-02-20	-
	Rep	Advising on securities	2013-10-31	2014-02-20
	Rep	Asset management	2013-10-31	2014-02-20
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-05-07	2013-08-14
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2011-05-31	2013-08-14
	Rep	Dealing in securities	2007-10-02	2013-08-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.