Webb-site Legacy

Puri, Sumit (SFC:ASH657)

SFC ID:ASH657

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-07-30	2016-01-16
	Rep	Dealing in securities	2014-07-30	2016-01-16
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-04-24	2014-03-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2011-04-20	2014-03-26
	Rep	Dealing in securities	2011-04-20	2014-03-26
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-01-30	2011-03-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-01-30	2011-03-16
	Rep	Dealing in securities	2009-01-30	2011-03-16