Qiao, Na 喬娜 SFC Licences and HKMA Registrations (ID 81217)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2018-10-10	2021-07-23
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2010-07-29	-
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-07-29	2016-10-10
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-05-16	2010-04-14
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-08-20	2010-04-14
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-08-20	2010-04-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.