Personnel Hong Kong SFC License Details (ID 81231)

Personnel Hong Kong SFC License Details (ID 81231)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CVC Asia Pacific Limited	RO	Advising on securities	2018-04-04	-
	RO	Dealing in securities	2018-04-04	-
	Rep	Advising on securities	2016-03-22	2018-04-04
	Rep	Dealing in securities	2016-03-22	2018-04-04
Providence Equity Asia Limited	RO	Advising on securities	2013-07-02	2016-02-05
	RO	Dealing in securities	2013-07-02	2016-02-05
	Rep	Advising on securities	2012-12-10	2013-07-02
	Rep	Dealing in securities	2012-12-10	2013-07-02
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-01-13	2012-10-13