Personnel Hong Kong SFC License Details (ID 81239)

Personnel Hong Kong SFC License Details (ID 81239)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Segantii Capital Management Limited	Rep	Asset management	2018-10-15	2020-12-03
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2016-07-07	2018-08-03
	Rep	Dealing in futures contracts	2016-07-07	2018-08-03
	Rep	Dealing in securities	2016-07-07	2018-08-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-05-12	2016-03-08
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-05-12	2016-03-08
	Rep	Dealing in securities	2014-05-12	2016-03-08
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2012-04-30	2014-02-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-04-18	2014-02-06
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-04-18	2014-02-06