Personnel Hong Kong SFC License Details (ID 81246)

Personnel Hong Kong SFC License Details (ID 81246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PO SANG SECURITIES LIMITED	Rep	Advising on securities	2019-01-18	2019-07-08
	Rep	Dealing in futures contracts	2019-01-18	2019-07-08
	Rep	Dealing in securities	2019-01-18	2019-07-08
CASH Wealth Management Limited	Rep	Advising on securities	2018-06-28	2018-12-30
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2018-06-28	2018-12-30
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2018-06-28	2018-12-30
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on securities	2011-10-04	2016-05-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2008-04-30	2016-05-06
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2005-10-25	2016-05-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2005-09-08	2016-05-06
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-09-08	2016-05-06