Personnel Hong Kong SFC License Details (ID 81252)

Personnel Hong Kong SFC License Details (ID 81252)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2023-01-20	-
	RO	Advising on securities	2023-01-20	-
	RO	Dealing in securities	2023-01-20	-
	Rep	Advising on corporate finance	2019-08-09	2023-01-20
	Rep	Advising on securities	2019-08-09	2023-01-20
	Rep	Dealing in securities	2019-08-09	2023-01-20
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2019-08-09	2024-02-26
	Rep	Advising on securities	2019-08-09	2024-02-26
	Rep	Dealing in securities	2019-08-09	2024-02-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2011-03-14	2019-05-11
	Rep	Dealing in securities	2011-03-14	2019-05-11
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2009-02-11	2011-02-08
	Rep	Advising on securities	2009-02-11	2011-02-08
	Rep	Dealing in securities	2009-02-11	2011-02-08