| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Providing automated trading services | 2009-03-24 | 2014-10-10 |
| Rep | Dealing in securities | 2008-08-26 | - | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-08-26 | 2016-10-10 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-10-15 | 2008-07-28 |
| Rep | Dealing in futures contracts | 2007-10-15 | 2008-07-28 | |
| Rep | Advising on securities | 2007-05-17 | 2008-07-28 | |
| Rep | Dealing in securities | 2007-05-17 | 2008-07-28 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-03-31 | 2005-06-15 |
| Rep | Dealing in securities | 2004-06-01 | 2005-06-15 |
No HKMA registrations in the collected records.