Sutton Newton, Heidi Catherine

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2021-10-06	-
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2013-02-06	2015-03-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2007-11-29	2012-11-03
	Rep	Dealing in securities	2007-11-29	2012-11-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2021-10-06	-
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2013-02-06	2015-03-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2007-11-29	2012-11-03
	Rep	Dealing in securities	2007-11-29	2012-11-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.