Personnel Hong Kong SFC License Details (ID 81305)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-08-05	2020-01-21
	Rep	Asset management	2014-08-05	2022-11-21
	Rep	Dealing in securities	2014-08-05	2022-11-21
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2010-09-03	2014-05-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2010-08-20	2014-05-31
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-08-20	2014-05-31