| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on securities | 2018-04-12 | 2024-08-17 |
| Rep | Dealing in securities | 2018-04-12 | 2024-08-17 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-05-07 | 2015-12-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2011-06-09 | 2015-12-01 |
| Rep | Dealing in securities | 2010-07-02 | 2015-12-01 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Leveraged foreign exchange trading | 2009-02-05 | 2009-04-28 |
| Rep | Dealing in futures contracts | 2009-01-21 | 2009-04-28 |
| Rep | Dealing in securities | 2009-01-21 | 2009-04-28 |
| FT Securities Limited | Rep | Advising on futures contracts | 2006-09-26 | 2009-01-19 |
| Rep | Dealing in futures contracts | 2006-09-26 | 2009-01-19 |
| Rep | Dealing in securities | 2006-09-26 | 2009-01-19 |
| Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2006-04-24 | 2006-07-10 |