Personnel Hong Kong SFC License Details (ID 81342)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on securities	2014-12-04	-
	RO	Dealing in securities	2014-12-04	-
	Rep	Advising on securities	2013-07-03	2014-12-04
	Rep	Dealing in securities	2013-07-03	2014-12-04
	Rep	Advising on corporate finance	2003-04-01	2004-01-19
	Rep	Asset management	2003-04-01	2004-01-19
	Rep	Advising on securities	2003-04-01	2012-05-15
	Rep	Dealing in securities	2003-04-01	2012-05-15