Personnel Hong Kong SFC License Details (ID 81370)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	Rep	Advising on securities	2018-09-03	2019-08-18
	Rep	Dealing in securities	2018-09-03	2019-08-18
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Asset management	2016-08-30	2018-06-16
	Rep	Dealing in securities	2016-08-30	2018-06-16
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2010-08-20	2017-04-01
	Rep	Dealing in securities	2010-08-20	2017-04-01