Wittet, Mark James Oakley

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ishana Capital Limited	RO	Asset management	2020-09-24	-
	Rep	Asset management	2020-03-17	2020-09-24
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2014-07-07	2017-04-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-01-28	2014-04-05
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-01-28	2014-04-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ishana Capital Limited	RO	Asset management	2020-09-24	-
	Rep	Asset management	2020-03-17	2020-09-24
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2014-07-07	2017-04-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-01-28	2014-04-05
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-01-28	2014-04-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.