Personnel Hong Kong SFC License Details (ID 81383)

Personnel Hong Kong SFC License Details (ID 81383)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pinpoint Asset Management Limited	Rep	Asset management	2025-01-16	-
INFINI CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2023-12-19	2024-10-18
Pinpoint Asset Management Limited	Rep	Asset management	2016-07-22	2023-09-18
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2009-10-14	2013-12-03
	Rep	Asset management	2009-10-14	2013-12-03
	Rep	Dealing in securities	2009-10-14	2013-12-03
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2007-04-10	2009-06-27
	Rep	Advising on securities	2006-03-27	2009-06-27
	Rep	Asset management	2006-03-27	2009-06-27
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2006-03-27	2009-06-27