Personnel Hong Kong SFC License Details (ID 81396)

Personnel Hong Kong SFC License Details (ID 81396)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2013-07-02	2021-06-14
	Rep	Advising on securities	2013-07-02	2021-06-14
	Rep	Dealing in securities	2013-07-02	2021-06-14
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2013-07-02	2021-06-14
	Rep	Advising on securities	2013-07-02	2021-06-14
	Rep	Dealing in securities	2013-07-02	2021-06-14
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2007-05-14	2013-03-23
	Rep	Dealing in securities	2007-05-14	2013-03-23