Xu, Evan Ce 徐策

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2017-11-30	2018-05-11
	Rep	Advising on corporate finance	2017-01-03	2017-11-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2010-07-27	2016-09-20
	Rep	Dealing in securities	2010-07-27	2016-09-20
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-21	2010-06-02
	Rep	Advising on corporate finance	2008-10-31	2010-06-02
	Rep	Advising on securities	2008-10-31	2010-06-02
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-07-04	2008-09-29
	Rep	Advising on securities	2008-07-04	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2017-11-30	2018-05-11
	Rep	Advising on corporate finance	2017-01-03	2017-11-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2010-07-27	2016-09-20
	Rep	Dealing in securities	2010-07-27	2016-09-20
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-21	2010-06-02
	Rep	Advising on corporate finance	2008-10-31	2010-06-02
	Rep	Advising on securities	2008-10-31	2010-06-02
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-07-04	2008-09-29
	Rep	Advising on securities	2008-07-04	2008-09-29