Personnel Hong Kong SFC License Details (ID 81422)

Personnel Hong Kong SFC License Details (ID 81422)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-21	2015-10-17
	Rep	Dealing in securities	2013-01-22	2015-10-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-01-22	2013-08-31
	Rep	Dealing in securities	2013-01-22	2013-08-31
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-05-07	2012-10-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2011-06-09	2012-10-11
	Rep	Dealing in securities	2010-09-01	2012-10-11