Personnel Hong Kong SFC License Details (ID 81453)

Personnel Hong Kong SFC License Details (ID 81453)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Harmony Capital International Limited	RO	Advising on corporate finance	2022-06-07	-
Harmony Advisors Limited	RO	Advising on securities	2018-01-09	-
	RO	Dealing in futures contracts	2018-01-09	-
	RO	Asset management	2016-02-16	-
	RO	Dealing in securities	2016-02-16	-
	Rep	Asset management	2015-11-04	2016-02-16
	Rep	Dealing in securities	2015-11-04	2016-02-16
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2011-06-09	2015-06-18
	Rep	Dealing in securities	2004-01-06	2015-06-18
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2004-01-06	2015-06-18