Personnel Hong Kong SFC License Details (ID 81467)

Personnel Hong Kong SFC License Details (ID 81467)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blackhorn Wealth Management Limited	Rep	Advising on securities	2026-07-08	-
	Rep	Asset management	2026-07-08	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2014-01-02	2014-03-05
	Rep	Dealing in securities	2005-06-27	2014-03-05
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-06-27	2014-03-05
Citigroup Global Markets Asia Limited	Rep	Asset management	2003-04-01	2005-01-28
	Rep	Advising on corporate finance	2003-04-01	2005-03-21
	Rep	Advising on securities	2003-04-01	2005-03-21
	Rep	Providing automated trading services	2003-04-01	2005-03-21
	Rep	Dealing in securities	2003-04-01	2005-05-27