Personnel Hong Kong SFC License Details (ID 81485)

Personnel Hong Kong SFC License Details (ID 81485)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2011-06-22	2015-08-01
	Rep	Dealing in securities	2011-06-22	2015-08-01
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2007-10-15	2010-06-01
	Rep	Dealing in securities	2007-10-15	2010-06-01
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2007-10-15	2010-06-01
Polaris Capital (Asia) Limited	Rep	Advising on corporate finance	2007-06-27	2007-07-16
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on corporate finance	2006-12-12	2007-07-16