Personnel Hong Kong SFC License Details (ID 81486)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2010-12-22	2012-09-22
	Rep	Dealing in securities	2010-12-22	2012-09-22
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2010-04-01	2010-08-31
	Rep	Dealing in securities	2010-01-21	2010-08-31