Personnel Hong Kong SFC License Details (ID 81487)

Personnel Hong Kong SFC License Details (ID 81487)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2020-11-16	2022-06-23
Goldstream Capital Management Limited	Rep	Asset management	2017-09-28	2020-07-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-04-18	2017-06-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-04-18	2017-06-19
	Rep	Dealing in securities	2016-04-18	2017-06-19
NEXT MILE INVESTMENT LIMITED	Rep	Asset management	2014-05-12	2015-12-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2009-10-20	2014-01-29
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2003-08-22	2014-01-29
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2003-08-22	2014-01-29