Personnel Hong Kong SFC License Details (ID 81494)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CPIC Investment Management (H.K.) Company Limited	RO	Dealing in securities	2023-03-13	-
	RO	Asset management	2020-09-02	-
	RO	Advising on securities	2019-07-16	-
PIMCO Asia Limited	Rep	Advising on securities	2012-10-05	2014-07-31
	Rep	Dealing in securities	2012-10-05	2014-07-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2010-06-24	2012-02-21