Personnel Hong Kong SFC License Details (ID 81495)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSOP Asset Management Limited	Rep	Advising on securities	2012-09-25	2015-12-04
	Rep	Asset management	2012-09-25	2015-12-04
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2009-08-20	2012-08-15
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-04-11	2008-07-31