Personnel SFC Licences and HKMA Registrations (ID 81506)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EXCELLENT TIDE SECURITIES LIMITED	Rep	Advising on securities	2024-10-25	-
	Rep	Dealing in securities	2024-10-25	-
Wealth Link Securities Limited	RO	Advising on securities	2023-08-09	2024-04-29
	RO	Dealing in securities	2023-08-09	2024-04-29
GOLDRIDE SECURITIES LIMITED	RO	Dealing in securities	2022-03-21	2022-11-28
	Rep	Dealing in securities	2007-03-21	2022-03-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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