Personnel SFC Licences and HKMA Registrations (ID 81523)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Point International Securities Limited	RO	Dealing in securities	2019-12-17	-
	Rep	Dealing in securities	2019-11-27	2019-12-17
Elevation Capital Limited	RO	Dealing in securities	2017-07-17	2019-10-02
Tensant Securities Limited	Rep	Dealing in securities	2016-12-29	2017-04-19
oOo Securities (HK) Group Limited	Rep	Advising on securities	2014-03-21	2016-01-26
	Rep	Dealing in securities	2014-03-21	2016-01-26
Beevest Securities Limited	Rep	Dealing in futures contracts	2013-01-22	2013-05-01
	Rep	Dealing in securities	2012-12-14	2013-05-01
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-02-22	2012-09-14
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-01-19	2006-07-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-01-19	2006-07-28
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-04-23
	Rep	Asset management	2003-04-01	2004-04-23
	Rep	Dealing in futures contracts	2003-04-01	2005-11-19
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-04-23
	Rep	Advising on securities	2003-04-01	2004-04-23
	Rep	Asset management	2003-04-01	2004-04-23
	Rep	Dealing in securities	2003-04-01	2005-11-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.