| Bright Point International Securities Limited | RO | Dealing in securities | 2019-12-17 | - |
| Rep | Dealing in securities | 2019-11-27 | 2019-12-17 |
| Elevation Capital Limited | RO | Dealing in securities | 2017-07-17 | 2019-10-02 |
| Tensant Securities Limited | Rep | Dealing in securities | 2016-12-29 | 2017-04-19 |
| oOo Securities (HK) Group Limited | Rep | Advising on securities | 2014-03-21 | 2016-01-26 |
| Rep | Dealing in securities | 2014-03-21 | 2016-01-26 |
| Beevest Securities Limited | Rep | Dealing in futures contracts | 2013-01-22 | 2013-05-01 |
| Rep | Dealing in securities | 2012-12-14 | 2013-05-01 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-22 | 2012-09-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-01-19 | 2006-07-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-01-19 | 2006-07-28 |
| REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-04-23 |
| Rep | Asset management | 2003-04-01 | 2004-04-23 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-11-19 |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-04-23 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-23 |
| Rep | Asset management | 2003-04-01 | 2004-04-23 |
| Rep | Dealing in securities | 2003-04-01 | 2005-11-19 |