Personnel Hong Kong SFC License Details (ID 81529)

Personnel Hong Kong SFC License Details (ID 81529)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CC Kingdom Corporate Finance Limited	RO	Dealing in securities	2024-08-09	-
LEI SHING HONG SECURITIES LIMITED	RO	Dealing in securities	2016-10-20	2023-07-14
	Rep	Dealing in securities	2016-09-21	2016-10-20
PRIME COURAGE SECURITIES COMPANY LIMITED	RO	Dealing in securities	2016-01-04	2016-09-01
	Rep	Dealing in securities	2015-09-02	2016-01-04
KGI ASIA LIMITED	Rep	Dealing in securities	2013-11-13	2015-08-27
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2012-10-16	2015-08-27
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-02-12	2015-08-27
LEI SHING HONG FINANCE LIMITED	Rep	Securities margin financing	2006-09-18	2008-01-21
LEI SHING HONG SECURITIES LIMITED	Rep	Dealing in securities	2006-08-03	2008-01-21
GLOBAL CREDIT SECURITIES LIMITED	Rep	Dealing in securities	2004-09-08	2006-07-31