| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Soliton Securities Limited | RO | Advising on securities | 2026-05-11 | - |
| RO | Dealing in securities | 2026-05-11 | - | |
| Arta Global Futures Limited | Rep | Dealing in futures contracts | 2021-06-04 | 2022-03-21 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Dealing in securities | 2021-06-04 | 2022-03-21 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2017-04-12 | 2021-04-30 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-04-12 | 2021-04-30 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-05-14 | 2017-03-20 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-14 | 2017-03-20 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-31 | 2013-03-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-27 | 2007-05-09 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2006-03-23 | 2007-05-09 |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2004-11-02 | 2005-12-06 |
No HKMA registrations in the collected records.