| Yuanta Securities (Hong Kong) Company Limited | RO | Advising on futures contracts | 2022-02-11 | - |
| RO | Dealing in futures contracts | 2022-02-11 | - |
| RO | Advising on securities | 2019-08-07 | - |
| RO | Asset management | 2019-08-07 | - |
| RO | Dealing in securities | 2019-08-07 | - |
| Rep | Advising on securities | 2019-04-15 | 2019-08-07 |
| Rep | Asset management | 2019-04-15 | 2019-08-07 |
| Rep | Dealing in securities | 2019-04-15 | 2019-08-07 |
| Rep | Advising on futures contracts | 2019-04-15 | 2022-02-11 |
| Rep | Dealing in futures contracts | 2019-04-15 | 2022-02-11 |
| Grand China Securities Limited | RO | Dealing in securities | 2012-05-03 | 2018-02-28 |
| YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2011-08-11 | 2014-01-06 |
| RO | Dealing in futures contracts | 2011-08-11 | 2014-01-06 |
| HUA NAN SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2011-03-23 | 2011-07-15 |
| RO | Dealing in securities | 2011-03-23 | 2011-07-15 |
| Rep | Dealing in futures contracts | 2010-12-28 | 2011-03-23 |
| Rep | Dealing in securities | 2010-12-28 | 2011-03-23 |
| YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2008-12-19 | 2010-10-22 |
| RO | Dealing in futures contracts | 2008-12-19 | 2010-10-22 |