Personnel Hong Kong SFC License Details (ID 81534)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hyuet Capital Limited	RO	Advising on securities	2023-04-04	-
	RO	Asset management	2023-04-04	-
Future Securities Limited (HK)	RO	Asset management	2019-09-09	2023-02-28
	Rep	Dealing in futures contracts	2019-06-20	2023-02-28
	Rep	Dealing in securities	2019-06-20	2023-02-28
China Enterprise Securities Company Limited	RO	Advising on futures contracts	2019-02-19	2019-03-29
	RO	Dealing in futures contracts	2019-02-19	2019-03-29
	RO	Asset management	2018-04-11	2019-03-29
	Rep	Asset management	2017-11-15	2018-04-11
	Rep	Dealing in securities	2017-11-15	2018-04-19
YUE XIU ASSET MANAGEMENT LIMITED	Rep	Asset management	2017-03-14	2017-08-25
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-04-29	2017-08-25
Grand China Securities Limited	Rep	Dealing in securities	2012-06-14	2013-08-30
YUE XIU FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2011-10-26	2017-08-25
	RO	Dealing in futures contracts	2010-10-22	2017-08-25
	Rep	Dealing in futures contracts	2010-10-05	2010-10-22
CNI Securities Group Limited	Rep	Dealing in securities	2010-01-21	2010-06-24
GBS INTERNATIONAL FINANCIAL LIMITED	RO	Dealing in futures contracts	2009-06-15	2010-08-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-02-05	2009-03-15
Nihon Unicom Financial Limited	RO	Dealing in futures contracts	2008-06-03	2008-11-30