Personnel Hong Kong SFC License Details (ID 81538)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zhongcai Securities Limited	Rep	Dealing in securities	2026-06-30	2026-08-26
ZHONGCAI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2025-09-17	2026-08-26
	Rep	Asset management	2025-09-17	2026-08-26
SINOIF ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2023-05-11	2025-08-20
	RO	Dealing in futures contracts	2022-12-19	2025-08-20
	Rep	Advising on securities	2022-12-05	2025-08-20
	Rep	Asset management	2022-12-05	2025-08-20
GOLDEN MOUNTAIN FINANCIAL LIMITED	Rep	Dealing in futures contracts	2022-05-12	2022-08-31
	Rep	Dealing in securities	2022-05-12	2022-08-31
Huatai (Hong Kong) Futures Limited	RO	Advising on futures contracts	2019-06-21	2022-04-13
	RO	Dealing in futures contracts	2019-06-21	2022-04-13
	Rep	Advising on futures contracts	2019-04-25	2019-06-21
	Rep	Dealing in futures contracts	2019-04-25	2019-06-21
XIN HUA SECURITIES (HONG KONG) LIMITED	RO	Advising on futures contracts	2018-10-29	2019-03-03
	RO	Dealing in futures contracts	2018-10-29	2019-03-03
DAYOU FUTURES (HK) COMPANY LIMITED	RO	Dealing in futures contracts	2016-09-08	2018-09-10
JINRUI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-02-18	2016-02-29
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-05-27	2016-01-14
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-08-15	2016-01-14
Grand China Securities Limited	Rep	Dealing in securities	2014-05-14	2014-05-26
	Rep	Dealing in securities	2012-08-23	2013-08-30
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-11-05	2014-03-10
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2010-06-21	2010-10-29