Personnel Hong Kong SFC License Details (ID 81541)

Personnel Hong Kong SFC License Details (ID 81541)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Finloop Finance Limited	Rep	Advising on securities	2022-06-21	2022-07-31
	Rep	Asset management	2022-06-21	2022-07-31
	Rep	Dealing in securities	2020-07-13	2022-07-31
Lion Global Financial Limited	Rep	Dealing in securities	2018-10-08	2020-01-19
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2014-08-21	2015-11-05
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2014-08-21	2015-11-05
Grand China Securities Limited	Rep	Dealing in securities	2012-08-23	2013-08-30
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-01-17	2014-05-01