Personnel Hong Kong SFC License Details (ID 81542)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grit Capital Limited	Rep	Advising on securities	2024-01-10	-
	Rep	Asset management	2024-01-10	-
Grit Securities Limited	RO	Dealing in securities	2023-04-11	-
	Rep	Dealing in securities	2023-03-01	2023-04-11
HS Securities Limited	RO	Dealing in securities	2021-11-29	2022-11-18
	Rep	Dealing in securities	2021-10-29	2021-11-29
KINGDOM SECURITIES LIMITED (HK)	RO	Dealing in securities	2021-03-02	2021-06-01
Finet Securities Limited	RO	Dealing in futures contracts	2018-02-20	2018-08-31
	RO	Dealing in securities	2018-02-20	2018-08-31
SMART GRANDLY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-08-03	2017-10-27
	Rep	Asset management	2017-08-03	2017-10-27
GRANDLY FINANCIAL SERVICES LIMITED	RO	Dealing in securities	2015-07-14	2017-10-27
	RO	Dealing in futures contracts	2014-10-16	2017-10-27
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2014-01-22	2014-09-24
	Rep	Dealing in futures contracts	2013-07-09	2014-01-22
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-07-09	2014-09-24
Grand China Securities Limited	Rep	Dealing in securities	2012-08-23	2013-07-01
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-10-21	2013-07-01
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2009-10-22	2010-10-16
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2007-11-19	2009-10-18