| Hong Kong Huijin Securities Limited | RO | Advising on securities | 2025-01-08 | 2026-09-18 |
| RO | Asset management | 2025-01-08 | 2026-09-18 |
| RO | Dealing in futures contracts | 2025-01-08 | 2026-09-18 |
| RO | Dealing in securities | 2025-01-08 | 2026-09-18 |
| Rep | Advising on securities | 2024-12-20 | 2025-01-08 |
| Rep | Asset management | 2024-12-20 | 2025-01-08 |
| Rep | Dealing in futures contracts | 2024-12-20 | 2025-01-08 |
| Rep | Dealing in securities | 2024-12-20 | 2025-01-08 |
| Ark Securities (Hong Kong) Limited | RO | Asset management | 2015-03-18 | 2024-11-22 |
| VERCAP Financial Services Limited | RO | Dealing in futures contracts | 2015-03-18 | 2015-11-25 |
| Ark Securities (Hong Kong) Limited | RO | Advising on securities | 2014-07-09 | 2024-11-22 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2014-07-09 | 2024-11-22 |
| Ark Securities (Hong Kong) Limited | Rep | Asset management | 2013-06-06 | 2015-03-18 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2011-04-07 | 2024-11-22 |
| Ark Securities (Hong Kong) Limited | RO | Dealing in securities | 2010-03-29 | 2024-11-22 |
| Rep | Advising on securities | 2010-03-23 | 2014-07-09 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-12-29 | 2011-04-07 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-24 | 2010-03-29 |